1700 South El Camino Real
Wealth Management Site/ eMoney
My Guidelines & Commitments to You
My Expectations of You
Calendar of Events
What to Bring to Your Meeting
Products & Services
About Waddell & Reed
My Guidelines and Commitments to You
Everything we discuss will remain confidential
I will not share anything we discuss with anyone else, including friends and family members, unless you give me permission.
I will be open and honest with you
You can expect me to be candid and professional.
I want to know your goals, values, and expectations
The way for me to do this is to have direct and open conversation so I can strive to meet your needs
I recommend creating a written financial plan
This provides a written, step by step, plan to help you get from where you are today to your future financial goals.
I can develop and implement an investment policy consistent with your unique goals and your individual risk tolerance
I want to help you pursue your financial and investment goals.
I can discuss with you the available choices
So that I can help you make informed decisions, I will take the time to explain things to you when you want to learn more.
I can make recommendations based on your needs
My recommendations are based on what I think is suitable. I strive to put myself in the client’s shoes.
I suggest that we meet in person or review via phone conference at least annually
As your life changes, I want to adjust your plan to help keep up with those changes
I will work to build a long term relationship with you
My goal is to build long term relationships with clients and help them through the different stages of their lives.
I welcome your suggestions, comments, praise, and feedback
My commitment is to listen to you to help me do the best job possible.