Broker Check

My Expectations of You

  1. Provide documents in a reasonable time frame. In order for me to do my job properly and thoroughly, I may request documents and information in regards to your entire financial picture which will likely require some “homework” on your part.
  2. Be open and honest when you tell me what you need and want. To help me to do the best possible job for you, it is important for me to know what’s important to you.
  3. Stay focused on your goals and stick to the plan we establish. In other words, take action according to the recommendations we develop together. Take a long-term view of planning and performance. I do not have any control over the financial markets and my value should not solely be judged upon your investment performance.
  4. Meet with me at least annually and return my phone calls. I have found that it is important to meet or review by phone at least annually so that I know if there have been any changes to your financial situation and if we need to take action as a result of these changes.
  5. Share your Experience. Don’t keep me a secret, I run my business primarily by “personal introduction.” If you know someone who needs my services, please provide me their name and phone number and I will be happy to help them!


06/17